Resume - Middle Level(Manager)

(Keywords : Banking Operation,Internal control and SOX,COSO)
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  Candidate Details
Position Sought :
Middle Level(Manager)
Age :
29 years     Experience : 6.0
Qualification :
B.ComGovernment PG College, Bhiwani 
MBATechnological Institute of Textile & Sciences, Bhiwani 
B.Com, MBA, BCom, MBA 
Preferred Location :
Delhi, Gurgaon
Job Category :
Expected Salary :
7.5-8.5 lacs pa


MANAGERIAL PROFESSIONAL - Auditing & Internal Control Positions

A competent professional with over 6 years of experience in Auditing & Internal Control, Banking & Financial Services industry
Record of exhibiting a high level of personal commitment and focus on meeting challenges and achieving business and project objectives
Proficiency in conceptualising and implementing financial procedures and building internal financial controls
Experienced in developing systems & procedures and contributing towards improved financial performance, heightened productivity and enhanced internal controls.
Familiarity with internal control frameworks, SOX Compliance and COSO.


Conducting systems audit & process audit functions including detailed plan covering aspects from understanding the business, planning materiality & risk assessment
Ensuring appropriate documentation, adequate testing & accurate reporting on financial control activities
Conducting Internal control activity and auditing the Branch processes/ documents on daily basis in coordination with Concurrent Auditors
Coordinating with different departments such as marketing, audit, legal and IT
Managed the overall functioning of processes, identified improvement areas & implemented measures to maximize customer satisfaction level
Ensuring that organization maintains the necessary revaluation and audit reports, as required by rules & regulations.
Effectively implemented processes and adopted the best practices followed in the industry


Sep12 Till Date with Dhan Lakshmmi Bullion Merchants(DLBM), Gurgaon as Manager (Internal Control)
Key Result Areas:
Continuous audit on the organisation financial systems and procedures, financial statements and internal management controls to ensure compliance with legal requirements and corporate policies.
Identify the weakness of control & process and also provide evidential support.
Analyze operations and propose value-added recommendations.
Develop the scope for operations, IT, finance and audit projects
Coordinate with appropriate management staff in implementing approved corrective and preventive measures to clean up and ensure risk-free accounting or management practices
Manage risk register and also prepare internal audit report.
Administrate processes and ensured continuous improvement activities between all the branches operations.
Ensuring compliance with procedures, controls and regulations in conducting self audits.
Establishing close relations with banks, auditors and ensuring conformity with all regulatory bodies.

Dec07-Sep12 with Axis Bank Limited, Gurgaon as Deputy Manager (Operations)

Key Result Areas:
Perfomed group internal audit, special investigations and compliance with policies and rules
Inspected the material in the bank and accountable for finding the revenues and expenditures of the bank
Examined the safety and security measures established by the bank for the employees
Administered all the operational activities and stock verifications of the bank
Verified compliance with procedures, controls and regulations in conducting self audits
Figured out the weakness of control & process and provided evidential support
Gave suggestion on the procedures and systems being reviewed, report on the recommendations and finding
Reviewed internal controls for compliance with applicable rules and guidance
Notable Attainments:
Honoured with Certificate of Excellence for Exceptional work
Successfully planned, coordinated and conducted on-site internal audits

Jul07-Oct07 with Tecnovate eSolutions Pvt. Ltd., Gurgaon as Executive (Financial Services)

Key Result Areas:
Accountable for analyzing profitability and liquidity of the companies on basis of comparative balance sheets
Evaluated the utilization of funds in assets of the companies via schedule of working capital management
Performed trend analysis of business for growth of the companies


Organization: ICL Certifications Limited
Period: Jun06-Jul06
Project Title: To analyze the financial strength and weakness of the company and exploration the certification process for management system.


Certified Sarbanes Oxley Expert (CSOE) by Sarbanes Oxley Compliance Professionals Association (SOXCPA) Washington DC 2005, USA in 2009
Certified on completion of coursework of GAAP and Audit by New York Institute of Finance, New York in 2010

Conversant with MS Dos, Windows 95/ 98/ 2000/ XP
Proficient working on MS Office, Finacle -7, Finacle-10, Doplphin


MBA (Finance & Marketing) from The Technological Institute of Textiles & Sciences, Bhiwani in 2007
B. Com. from Government Post Graduate College, Bh